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Inactive

Christopher Carreon

Falcon Wealth Planning, Inc.

Ontario, CA

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Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-17
TX RA APPROVED_RES 2021-04-14
  • CA RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED_RES
    Since 2021-04-14

Branch Locations

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowes Home Improvement Ontario CA 02/2005 03/2017
Lake Avenue Financial, Llc Pasadena CA 10/2018 05/2020
Compass Financial Planning Rancho Cucamonga CA 08/2016 10/2018
Unemployed Ontario CA 04/2018 07/2018
Integrated Wealth Concepts, Llc Pasadena CA 04/2020 12/2020
Northwestern Mutual Irvine CA 01/2021 04/2021
Falcon Wealth Planning, Inc Ontario CA 04/2021 Present
  • 02/2005 → 03/2017
    Lowes Home Improvement
    Ontario, CA
  • 10/2018 → 05/2020
    Lake Avenue Financial, Llc
    Pasadena, CA
  • 08/2016 → 10/2018
    Compass Financial Planning
    Rancho Cucamonga, CA
  • 04/2018 → 07/2018
    Unemployed
    Ontario, CA
  • 04/2020 → 12/2020
    Integrated Wealth Concepts, Llc
    Pasadena, CA
  • 01/2021 → 04/2021
    Northwestern Mutual
    Irvine, CA
  • 04/2021 → Present
    Falcon Wealth Planning, Inc
    Ontario, CA
Previous Registrations
  • 2020-04-02 → 2020-12-16
    Integrated Wealth Concepts Llc
    Pasadena, CA
  • 2018-10-30 → 2020-05-13
    Lake Avenue Financial, Llc
    Pasadena, CA
  • 2017-01-25 → 2018-10-22
    Compass Financial Planning
    Rancho Cucamonga, CA
  • 2016-08-29 → 2016-12-31
    Compass Financial Planning
    Rancho Cucamonga, CA
  • 2016-02-05 → 2016-03-10
    Waddell & Reed
    Ontario, CA
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-05
  • S66 Uniform Combined State Law Examination
    2016-02-05

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
LPL FINANCIAL LLC · ONTARIO, CA

More in Ontario, CA

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