Christopher Carreon

Employer firm

Falcon Wealth Planning, Inc. CRD 174092

$1.96B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 03/2017
  Lowes Home Improvement
  Ontario, CA
• 10/2018 → 05/2020
  Lake Avenue Financial, Llc
  Pasadena, CA
• 08/2016 → 10/2018
  Compass Financial Planning
  Rancho Cucamonga, CA
• 04/2018 → 07/2018
  Unemployed
  Ontario, CA
• 04/2020 → 12/2020
  Integrated Wealth Concepts, Llc
  Pasadena, CA
• 01/2021 → 04/2021
  Northwestern Mutual
  Irvine, CA
• 04/2021 → Present
  Falcon Wealth Planning, Inc
  Ontario, CA

Previous Registrations

• 2020-04-02 → 2020-12-16
  Integrated Wealth Concepts Llc
  Pasadena, CA
• 2018-10-30 → 2020-05-13
  Lake Avenue Financial, Llc
  Pasadena, CA
• 2017-01-25 → 2018-10-22
  Compass Financial Planning
  Rancho Cucamonga, CA
• 2016-08-29 → 2016-12-31
  Compass Financial Planning
  Rancho Cucamonga, CA
• 2016-02-05 → 2016-03-10
  Waddell & Reed
  Ontario, CA
  Brea, CA

Exams

• S66 Uniform Combined State Law Examination
  2016-02-05