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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-29
MN RA APPROVED 2013-12-16
  • TX RA
    APPROVED
    Since 2023-03-29
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

11671 Fountains Dr Ste 215, Maple Grove, MN 55369 • United States

Chaska, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Maple Grove MN 04/2006 03/2020
Ameriprise Financial Services, Llc Maple Grove MN 03/2020 Present
Other Businesses

Business Ownership; PASJ LLC; Co-owner of pass thru entity; Legal Entity established to manage my practice/business office and related activities/expenses.; 11671 Fountains Drive N, , Maple Grove, MN, 55369; Not Investment-Related; 01/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; PASJ LLC; Managing Partner - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 11671 Fountains Drive N, , Maple Grove, MN, 55369; Not Investment-Related; 01/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-23
  • S66 Uniform Combined State Law Examination
    2006-08-23
Designations

View on SEC IAPD

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