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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-05-06 |
Branch Locations
1475 E Woodfield Rd Ste 900, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2014 | 03/2018 |
| Northwestern Mutual Investment Services Llc | Schaumburg | IL | 08/2014 | Present |
| Various | Lombard | IL | 09/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 03/2018 |
| Vincent Spinosa | Schaumburg | IL | 03/2018 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2018 | Present |
1. Non-investment related, Locum for vacationing physicians in various chiropractic offices, start 9/17/15, variable hours based on need. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. 50% OWNER, P AND N INVESTMENTS, 18 VEANNARD CT, LOMBARD, , ILLINOIS, 60148, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/1/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE PART OWNER AND THERE ARE NO DUTIES ASSOCIATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-04 |
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