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Current Employers
Gratus Wealth Advisors Llc

192 Ballard Ct Ste 101, Virginia Beach, VA 23462 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-19
  • VA RA
    APPROVED
    Since 2024-01-19

Branch Locations

192 Ballard Ct Ste 101, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Virginia Beach VA 08/2016 12/2016
Us Navy Kingsville TX 08/2015 08/2016
First Command Financial Planning, Inc. Fort Worth TX 12/2016 04/2017
First Command Financial Planning, Inc. Fort Worth TX 04/2017 01/2018
First Command Advisor Services, Inc. Fort Worth TX 04/2017 01/2018
First Command Insurance Services, Inc. Fort Worth TX 04/2017 01/2018
Bb&T Securities, Llc Virginia Beach VA 01/2018 02/2021
Truist Investment Services, Inc. Virginia Beach VA 02/2021 11/2021
Truist Advisory Services, Inc. Virginia Beach VA 02/2021 11/2021
Newedge Securities, Inc. Virginia Beach VA 11/2021 12/2023
Newedge Advisors New Orleans LA 11/2021 12/2023
Gratus Wealth Advisors Llc Virginia Beach VA 12/2023 Present
Pks Investments Albany NY 02/2024 Present
  • 08/2016 → 12/2016
    Unemployed
    Virginia Beach, VA
  • 08/2015 → 08/2016
    Us Navy
    Kingsville, TX
  • 12/2016 → 04/2017
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 04/2017 → 01/2018
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 04/2017 → 01/2018
    First Command Advisor Services, Inc.
    Fort Worth, TX
  • 04/2017 → 01/2018
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Virginia Beach, VA
  • 02/2021 → 11/2021
    Truist Investment Services, Inc.
    Virginia Beach, VA
  • 02/2021 → 11/2021
    Virginia Beach, VA
  • 11/2021 → 12/2023
    Newedge Securities, Inc.
    Virginia Beach, VA
  • 11/2021 → 12/2023
    New Orleans, LA
  • 12/2023 → Present
    Virginia Beach, VA
  • 02/2024 → Present
    Pks Investments
    Albany, NY
Previous Registrations
Other Businesses

1) Gratus Wealth Advisors LLC. Investment Related. At the registered location. RIA. Practice manager. 02/01/2024. Hrs/month 160 all during trading hours. Coordinating calendars for the advisors and supporting regulatory compliance needs. 2) Purshe Kaplan Sterling Investments, Investment related. 192 Ballard Court, Suite 101 Virginia Beach, VA 23462. Servicing existing broker dealer relationships and securities sales. Client Relationship Manager. Start date: 2/1/2024. 1 hr/month, 1 hr/month during trading hours. Servicing broker dealer relationships.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-04
  • S66 Uniform Combined State Law Examination
    2017-04-04
Other Names
  • Barbara Johna Blackwell
  • Barbara Johna Garcia

View on SEC IAPD

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