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192 Ballard Ct Ste 101, Virginia Beach, VA 23462 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-01-19 |
Branch Locations
192 Ballard Ct Ste 101, Virginia Beach, VA 23462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Virginia Beach | VA | 08/2016 | 12/2016 |
| Us Navy | Kingsville | TX | 08/2015 | 08/2016 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 12/2016 | 04/2017 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 04/2017 | 01/2018 |
| First Command Advisor Services, Inc. | Fort Worth | TX | 04/2017 | 01/2018 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 04/2017 | 01/2018 |
| Bb&T Securities, Llc | Virginia Beach | VA | 01/2018 | 02/2021 |
| Truist Investment Services, Inc. | Virginia Beach | VA | 02/2021 | 11/2021 |
| Truist Advisory Services, Inc. | Virginia Beach | VA | 02/2021 | 11/2021 |
| Newedge Securities, Inc. | Virginia Beach | VA | 11/2021 | 12/2023 |
| Newedge Advisors | New Orleans | LA | 11/2021 | 12/2023 |
| Gratus Wealth Advisors Llc | Virginia Beach | VA | 12/2023 | Present |
| Pks Investments | Albany | NY | 02/2024 | Present |
1) Gratus Wealth Advisors LLC. Investment Related. At the registered location. RIA. Practice manager. 02/01/2024. Hrs/month 160 all during trading hours. Coordinating calendars for the advisors and supporting regulatory compliance needs. 2) Purshe Kaplan Sterling Investments, Investment related. 192 Ballard Court, Suite 101 Virginia Beach, VA 23462. Servicing existing broker dealer relationships and securities sales. Client Relationship Manager. Start date: 2/1/2024. 1 hr/month, 1 hr/month during trading hours. Servicing broker dealer relationships.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-04 |
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