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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-03-27
  • FL RA
    APPROVED
    Since 2020-03-27

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Palm Harbor, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Tampa FL 08/2014 07/2019
Raymond James And Associates, Inc. St Petersburg FL 03/2020 Present
Unemployed Plam Harbor FL 07/2019 03/2020
Raymond James Financial Services, Inc. St. Petersburg FL 07/2021 Present
  • 08/2014 → 07/2019
    T. Rowe Price
    Tampa, FL
  • 03/2020 → Present
    Raymond James And Associates, Inc.
    St Petersburg, FL
  • 07/2019 → 03/2020
    Unemployed
    Plam Harbor, FL
  • 07/2021 → Present
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-16
S63 Uniform Securities Agent State Law Examination 2015-06-08
  • S66 Uniform Combined State Law Examination
    2015-10-16
  • S63 Uniform Securities Agent State Law Examination
    2015-06-08

View on SEC IAPD

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