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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-26
VA RA APPROVED 2015-09-23
  • TX RA
    APPROVED_RES
    Since 2018-01-26
  • VA RA
    APPROVED
    Since 2015-09-23

Branch Locations

2941 Fox Chase Ln, Midlothian, VA 23112 • United States

Sandy Hook, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midlothian VA 04/2006 03/2020
Ameriprise Financial Services, Llc Midlothian VA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 3202 Garrett St, , Richmond, VA, 23221; Investment-Related; 09/30/2025. Business Ownership; BE BRAVE LLC; Manager; LLC for purposes of paying rent, payroll, and expenses for Ameriprise practice; 2941 Fox Chase LaneMidlothian, VA 23112, ,; Not Investment-Related; 06/08/2019; 1 to 9 hours per month; 0 during trading hours / Inspectpro Inc; office work outside of business hours for husband's business; Home inspection business and home remodeling; 2887 Sandy Hook Rd. Sandy Hook, VA 23153, ,; Not Investment-Related; 09/01/2008; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-06
  • S66 Uniform Combined State Law Examination
    2015-07-06

View on SEC IAPD

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