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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-24
  • FL RA
    APPROVED
    Since 2022-05-24

Branch Locations

Citi Wealth Management, Nic 14000 Citi Cards Way, C2, Jacksonville, FL 32258 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2014 11/2019
Publix Supermarkets Inc Jacksonville FL 08/2005 Present
Bank Of America, N.A. Jacksonville FL 03/2015 11/2019
Trini Pie Llc Jacksonville FL 04/2018 09/2020
Fidelity Investments Jacksonville FL 09/2020 04/2022
Citigroup Jacksonville FL 04/2022 Present
  • 08/2014 → 11/2019
    Jacksonville, FL
  • 08/2005 → Present
    Publix Supermarkets Inc
    Jacksonville, FL
  • 03/2015 → 11/2019
    Bank Of America, N.A.
    Jacksonville, FL
  • 04/2018 → 09/2020
    Trini Pie Llc
    Jacksonville, FL
  • 09/2020 → 04/2022
    Fidelity Investments
    Jacksonville, FL
  • 04/2022 → Present
    Citigroup
    Jacksonville, FL
Previous Registrations
Other Businesses

1)I*74727 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PUBLIX SUPERMARKETS INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32211 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 8/27/2005 NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GROCERY REPLENISHMENT SPECIALIST - I STOCK SHELVES AND HANDLE INVENTORY I*113922 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRINI PIE COMPANY LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32216 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: Cook START DATE OF RELATIONSHIP: 5/4/2018 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: ASSISTING PREPARING AND SERVING FOOD ON A FOOD TRUCK DURING MUSIC FESTIVALS, INTERACTING WITH THE CROWD TO DRAW ATTENTION TO THE TRUCK, AND CLEANING UP AND SETTING UP FOOD TRUCK FOR THE DAYS ACTIVITIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-17
  • S66 Uniform Combined State Law Examination
    2014-11-17
Other Names
  • Eric Lathrop
  • Eric M Lathrop

View on SEC IAPD

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