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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-21
  • FL RA
    APPROVED
    Since 2022-10-21

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

12724 Gran Bay Pkwy, Lakeside 1, Suite 150, Jacksonville, FL 32258 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Preferred Capital Securities, Llc Atlanta GA 02/2016 04/2020
Build Asset Management, Llc Jefferson City MO 04/2020 02/2021
Pinnacle Jacksonville FL 05/2021 Present
The Leaders Group Inc Littleton CO 08/2022 Present
  • 02/2016 → 04/2020
    Preferred Capital Securities, Llc
    Atlanta, GA
  • 04/2020 → 02/2021
    Build Asset Management, Llc
    Jefferson City, MO
  • 05/2021 → Present
    Pinnacle
    Jacksonville, FL
  • 08/2022 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
Other Businesses

1.) PINNACLE - 5/10/2021 - 12724 Gran Bay Pkwy, Lakeside 1, Suite 150, Jacksonville, FL 32258 - Director of Insurance, Working with Financial Advisors and their clients to offer advanced planning solutions, Invt Rel, Insurance business, 160 hrs mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 8/8/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-01
S63 Uniform Securities Agent State Law Examination 2016-04-08
  • S66 Uniform Combined State Law Examination
    2020-08-01
  • S63 Uniform Securities Agent State Law Examination
    2016-04-08
Other Names
  • Charles Dillon Crist
  • Dillon Crist
  • Charles D Crist

View on SEC IAPD

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