Juliana Gaviria-Duque

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 08/2014 → Present
  Bank Of America, N.A.
  Jacksonville, FL

Other Businesses

I*137529For profit or not for profit: For-Profit OrganizationName of outside business organization: FCG Investments LLCInvestment related: Address of business: Elizabeth, New Jersey 7201Nature of business: LLC,Compensation for Activity: Position, title, association: Owner, Start date of relationship: 2/12/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Purchased an investment property to rent out. I*2026308, Entity Type, Entity for Profit, Name of OBA: FCG2 Investments, LLC, Address: Elizabeth, NJ, 07208, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: Rental Property - bill pay.

Exams

• S66 Uniform Combined State Law Examination
  2014-10-21

Other Names

• Juliana Gaviria