The-Phong Ngoc Truong

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 03/2016 → 05/2018
  Homemaking
  San Jose, CA
• 11/2021 → Present
  Bank Of America, N.A.
  San Jose, CA

Previous Registrations

• 2015-05-05 → 2016-03-03
  The Blakeley Group Inc
  Santa Clara, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-11-13
• S65 Uniform Investment Adviser Law Examination
  2015-05-05
• S63 Uniform Securities Agent State Law Examination
  2014-09-05

Other Names

• Phong Ngoc Truong
• Raymond Ngoc Truong
• Phong N Truong
• The Ngoc Truong
• The Phong Ngoc Truong
• Thephong Ngoc Truong
• The N Truong
• The Phong N Truong
• Thephong N Truong