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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-30
  • FL RA
    APPROVED
    Since 2018-01-30

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

15518 N Dale Mabry Hwy, Tampa, FL 33618 • United States

1770 N 50Th St, Tampa, FL 33619 • United States

9775 N 56Th St, Temple Terrace, FL 33617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Tampa FL 04/2015 01/2018
Wells Fargo Clearing Services, Llc Tampa FL 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-05
  • S66 Uniform Combined State Law Examination
    2015-05-05

View on SEC IAPD

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