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800 Westchester Avenue Suite 700, Rye Brook, NY 10573 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
800 Westchester Avenue Suite 700, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | White Plains | NY | 05/2017 | 04/2021 |
| Porta Napoli Restaurant | Harrison | NY | 09/2016 | 05/2017 |
| Navis Wealth Advisors Llc | Rye Brook | NY | 04/2021 | Present |
| Purshe Kaplan Sterling Investments | Rye Brook | NY | 04/2021 | 02/2024 |
| Great Point Capital, Llc | Chicago | IL | 02/2024 | Present |
| Quincy Wells Capital, Llc | Chicago | IL | 05/2026 | Present |
1) Navis Wealth Advisors, LLC; Investment Related; Address: 800 Westchester Avenue Suite S-700 Rye Brook NY 10573; RIA; Title - Wealth Advisor Associate; Start - 04/2021; 39 Hrs/Mth; 32 During Securities Trading Hrs; Assist Senior Advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-03 |
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