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Shannon Lorraine Corpuz

Potentia Wealth

San Jose, CA

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Current Employers
Potentia Wealth

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-19
  • CA RA
    APPROVED
    Since 2026-05-19

Branch Locations

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Potentia Wealth San Jose CA 04/2026 Present
King Wealth Planning Campbell CA 06/2023 03/2025
Lpl Financial San Jose CA 08/2014 04/2026
King Wealth Planning Campbell CA 08/2014 03/2025
Lpl Financial San Jose CA 06/2023 Present
Lpl Financial San Jose CA 07/2014 05/2021
Pence Financial Group Newport Beach CA 03/2025 04/2026
  • 04/2026 → Present
    Potentia Wealth
    San Jose, CA
  • 06/2023 → 03/2025
    King Wealth Planning
    Campbell, CA
  • 08/2014 → 04/2026
    Lpl Financial
    San Jose, CA
  • 08/2014 → 03/2025
    King Wealth Planning
    Campbell, CA
  • 06/2023 → Present
    Lpl Financial
    San Jose, CA
  • 07/2014 → 05/2021
    Lpl Financial
    San Jose, CA
  • 03/2025 → 04/2026
    Pence Financial Group
    Newport Beach, CA
Previous Registrations
  • 2024-01-19 → 2025-06-05
    King Wealth Planning, Inc.
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-31
  • S66 Uniform Combined State Law Examination
    2023-05-31
Other Names
  • Shannon Lorraine Mcdaniel

View on SEC IAPD

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PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

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