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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
2173 Salk Ave. Suite 250 #42, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Carlsbad | CA | 07/2014 | 11/2024 |
| Prudential Insurance Company Of America | Carlsbad | CA | 07/2014 | Present |
| Jadience Herbal Formulas | San Diego | CA | 01/2011 | 07/2018 |
| Ca Health Benefit Exchange | San Diego | CA | 04/2016 | 11/2024 |
| Word & Brown Health | San Diego | CA | 12/2016 | 11/2024 |
| Dickerson | Los Angeles | CA | 08/2017 | 11/2024 |
| Srk Consulting Services | La Jolla | CA | 02/2018 | 11/2024 |
| Lpl Enterprise, Llc | Carlsbad | CA | 11/2024 | Present |
1) 01/24/2025 - Serena Kim - Non-Variable Insurance - Broke, Inv related-At Carlsbad, PA-Start date 04/15/2016-10hrs/mth-2hrs/mth during trading 2) 01/24/2025 - SRK Consulting Services - Business Owner - Marketing and Business Administrative Consulting Services - Not INV Related - At La Jolla, CA - Start Date 05/04/2018 - 10hrs/mth - 0hrs During Trading 3) 11/19/2025-SRK Insurance Services-Owner-Non-Variable Insurance-Inv related-At Carlsbad, CA-Start date 02/03/2025-30hrs/mth-10hrs/mth during trading 4) 11/14/2025-ServicePro Insurance Solutions-Owner-Non-Variable Insurance/Insurance Agency-Inv related-At Carlsbad, CA-Start date 01/31/2025-30hrs/mth-10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-01 |
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