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Terrence Higgins Klein

Equitable Advisors, LLC

Saddle Brook, NJ

Ridgewood, NJ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-16
NJ RA APPROVED 2019-02-15
  • TX RA
    APPROVED
    Since 2020-06-16
  • NJ RA
    APPROVED
    Since 2019-02-15

Branch Locations

250 Pehle Avenue Suite 300 - Park 80 W Plaza 2, Saddle Brook, NJ 07663 • United States

Ridgewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc. New York NY 08/2014 06/2020
Equitable Advisors, Llc New York NY 08/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-04
S63 Uniform Securities Agent State Law Examination 2014-08-22
  • S66 Uniform Combined State Law Examination
    2019-02-04
  • S63 Uniform Securities Agent State Law Examination
    2014-08-22
Other Names
  • Terrence Klein

View on SEC IAPD

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