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Kathleen Marie Dunn

Mariner

Overland Park, KS

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-05-15
  • KS RA
    APPROVED
    Since 2009-05-15

Branch Locations

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Overland Park KS 05/2009 Present
Msec, Llc Overland Park KS 05/2011 12/2019
  • 05/2009 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 05/2011 → 12/2019
    Msec, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

1) KU ADVANCEMENT BOARD, 3901 RAINBOW BLVD, KANSAS CITY, KS 66160; NON-INVESTMENT RELATED; ADVISORY BOARD MEMBER; ATTEND MEETINGS AND SUPPORT BOARD; START DATE 4/13/2017; 2 HRS/MONTH; 1 HR/MONTH DURING SECURITIES HOURS. 2) JE DUNN CONSTRUCTION GROUP, INC; NOT INVESTMENT-RELATED; OVERLAND PARK, KS; DUNN FAMILY FOUNDATION; BOARD MEMBER; START DATE 01/01/2023; 2 HRS/MO, 2 HRS/MO DURING SECURITIES TRADING HOURS. 3) JE DUNN CONSTRUCTION GROUP, INC; INVESTMENT-RELATED; OVERLAND PARK, KS; DUNN PRIVATE TRUST COMPANY; TRUSTEE; START DATE 01/01/2024; 5 HRS/MO, 5 HRS/MO DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-13
  • S66 Uniform Combined State Law Examination
    2006-07-13
Other Names
  • Kathleen Marie Dunn
  • Katie Marie Dunn
  • Kathleen M Fitzgerald
  • Kathleen Marie Fitzgerald

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