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George Breckinridge Cauffman

Hightower Advisors, LLC

Wayne, PA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-29
  • PA RA
    APPROVED
    Since 2025-04-29

Branch Locations

565 E Swedesford Rd. Suite 210, Wayne, PA 19087 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moody Securities, Llc Houston TX 07/2014 06/2017
The Vanguard Group, Inc. Malvern PA 11/2021 03/2025
Cbre Radnor PA 06/2017 05/2020
Citrine Power Westport CT 02/2021 04/2021
Unemployed Malvern PA 06/2020 01/2021
Unemployed Malvern PA 05/2021 10/2021
Hightower Advisors, Llc Wayne PA 04/2025 Present
  • 07/2014 → 06/2017
    Moody Securities, Llc
    Houston, TX
  • 11/2021 → 03/2025
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2017 → 05/2020
    Cbre
    Radnor, PA
  • 02/2021 → 04/2021
    Citrine Power
    Westport, CT
  • 06/2020 → 01/2021
    Unemployed
    Malvern, PA
  • 05/2021 → 10/2021
    Unemployed
    Malvern, PA
  • 04/2025 → Present
    Hightower Advisors, Llc
    Wayne, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-03
S63 Uniform Securities Agent State Law Examination 2014-09-24
  • S66 Uniform Combined State Law Examination
    2022-02-03
  • S63 Uniform Securities Agent State Law Examination
    2014-09-24
Designations
Other Names
  • George Breckinridge Cauffman
  • George Breckinridge Cauffman
  • George Cauffman

View on SEC IAPD

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Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

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