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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-11-10 |
Branch Locations
2615 Westview Ct., Cross Plains, WI 53528 • United States
1030 Mills St, Black Earth, WI 53515 • United States
1740 Springdale Street, Mt. Horeb, WI 53572 • United States
Barneveld, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cross Plains | WI | 11/2014 | Present |
| State Bank Of Cross Plains | Cross Plains | WI | 10/2014 | Present |
| Sandman Music Agency | Madison | WI | 01/2014 | Present |
1. 11/10/2014-SB FINANCIAL SERVICES/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/CROSS PLAINS,WI 2. 11/10/2014-SANDMAN MUSIC AGENCY/MUSICIAL/NON-INVESTMENT RELATED/PLAYS DRUMS IN A BAND 1-2 TIMES PER MONTH/3560 BRECKENRIDGE COURT APT 12 FITCHBURG, WI 53713/START DATE: 1/1/14 10 HOURS PER MONTH/0 HOURS DURING TRADING HOURS/. 3. 2/25/2019 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/18/2019 - 20 Hours Per Month/1 Hour During Securities Trading. 4. 11/29/2019 - State Bank of Cross Plains - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Trust Officer - Started 11/21/2019 - 3 Hours Per Month/1 Hour During Securities Trading - Refer potential client to bank trust department as an indirect result of my primary responsibilities of registered representative. 5. 10/20/2022 - Lake Ridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/03/2022 - 160 Hours Per Month/120 Hours During Securities Trading. 6) 06/09/2025 - Lake Ridge Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date:05/28/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-06 |
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