Joshua Steven Konen

Employer firm

Merit Financial Advisors CRD 142457

$23.9B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 06/2023
  Reis Financial Services
  West Bend, WI
• 12/2014 → 06/2023
  Woodbury Financial Services Inc
  West Bend, WI
• 06/2023 → 08/2024
  Lpl Financial, Llc
  Bellingham, WA
• 08/2024 → Present
  Pks Investments
  Albany, NY
• 08/2024 → Present
  Merit Financial Advisors
  West Bend, WI

Other Businesses

1) Merit Financial Advisors. Investment Related. At Registered Location. Investment Advisor Representative - Admin. 06/02/2023. 160. 160. I provide administrative support to Merit Financial Group, LLC, an independent investment advisor firm. 2) Fixed Insurance. Not Investment Related. At Registered Location. Insurance. Independent Insurance Agent. 7/15/2024. 1. 1. Provide insurance advice based on the needs of client(s).

Exams

• S66 Uniform Combined State Law Examination
  2026-05-02
• S63 Uniform Securities Agent State Law Examination
  2015-03-23