Ghazi Nweiran

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-06-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Metlife Securities Inc.	Iselin	NJ	05/2015	03/2017
Mml Investors Services, Llc	Iselin	NJ	03/2017	08/2017
Capital One Investing, Llc	South Richmond Hill	NY	08/2017	03/2018
Capital One Advisors, Llc	South Richmond Hill	NY	08/2017	03/2018
J.P. Morgan Chase Bank, N.A.	New York	NY	03/2018	11/2018
J.P. Morgan Securities, Llc	New York	NY	03/2018	11/2018
J.P. Morgan Chase Bank, N.a.	New York	NY	11/2018	04/2021
J.P. Morgan Securities Llc	New York	NY	11/2018	04/2021
Fidelity Investments	New York City	NY	04/2021	06/2026
Fidelity Investments	Boston	MA	03/2025	06/2026
Charles Schwab & Co., Inc.	Morristown	NJ	06/2026	Present
Charles Schwab Bank, Ssb	Morrisotnw	NJ	06/2026	Present

2025-03-31 → 2026-05-07

Strategic Advisers Llc

New York City, NY

Morristown, NJ

Boston, MA
2021-04-29 → 2025-03-31

Fidelity Personal And Workplace Advisors

New York City, NY
2018-03-26 → 2021-04-13

J.P. Morgan Securities Llc

New York, NY

New York, NY
2017-08-08 → 2018-03-20

Capital One Advisors, Llc

Richmond Hill, NY

Mclean, VA
2017-03-25 → 2017-08-07

Mml Investors Services, Llc

Iselin, NJ
2015-07-21 → 2017-03-25

Msi Financial Services, Inc.

Iselin, NJ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-25
S63	Uniform Securities Agent State Law Examination	2015-01-09

Other Firms