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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-08 |
Branch Locations
1604 E Main St, Spartanburg, SC 29307 • United States
901 Main St Central Business Review Unit, Dallas, TX 75202 • United States
Waxahachie, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Dallas | TX | 09/2011 | 02/2017 |
| Charles Schwab & Co., Inc. | Westlake | TX | 10/2017 | 02/2018 |
| Tasty's Barbecue & Turkey Leg Connection | Duncanville | TX | 03/2017 | Present |
| The Gospelnista | Arlington | TX | 10/2010 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 02/2018 | Present |
I*: 2506260Entity Type: Fiduciary roleName of OBA: V. B.Address: Austin, TX 78744Investment Related: NoPosition, Title, Association: Power or Attorney Employee Start Date: 6/2/2025Number of Hours: 0Number of Hours during trading: 0 Duties: POA for Aunt I*: 2507260Entity Type: Fiduciary role Name of OBA: V. B.Address: Austin, TX 75165Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 6/2/2025 Number of Hours: 0Number of Hours during trading: 0Duties: Successor Trustee for aunt I*:2570275Entity Type: Fiduciary roleName of OBA: M. M.Address: Waxahachie, TX 75165Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 6/20/2025Number of Hours: 0Number of Hours during trading: 0 Duties: Executor for spouse I*: 2569273Entity Type: Fiduciary roleName of OBA: M. M.Address: Waxahachie, TX 75165Investment Related: NoPosition, Title, Association :Power of AttorneyEmployee Start Date: 06/20/2025Number of Hours: 0Number of Hours during trading: 0 Duties: Power of Attorney for spouse I*3313286Entity Type: For ProfitName of OBA: L. M.Address: Waxahachie, Texas, 75165Investment Related: NoPosition, Title, Association: OtherEmployee Start Date: 12/20/2025Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: Advertising/marketing research Give my opinion I*404433Entity Type: Entity For ProfitName of OBA: Tasty's Barbecue & Turkey Leg Connection, LLCAddress: Mansfield, Texas, 76063Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 02/22/2016Number of Hours: 5, MonthlyNumber of Hours during trading: 0, MonthlyDuties: LLC for a restaurant my husband and I used to own. The LLC is still active with the state. Owner and recordkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-12 |
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