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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-08
  • TX RA
    APPROVED
    Since 2018-05-08

Branch Locations

1604 E Main St, Spartanburg, SC 29307 • United States

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

Waxahachie, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Dallas TX 09/2011 02/2017
Charles Schwab & Co., Inc. Westlake TX 10/2017 02/2018
Tasty's Barbecue & Turkey Leg Connection Duncanville TX 03/2017 Present
The Gospelnista Arlington TX 10/2010 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 02/2018 Present
Previous Registrations
Other Businesses

I*: 2506260Entity Type: Fiduciary roleName of OBA: V. B.Address: Austin, TX 78744Investment Related: NoPosition, Title, Association: Power or Attorney Employee Start Date: 6/2/2025Number of Hours: 0Number of Hours during trading: 0 Duties: POA for Aunt I*: 2507260Entity Type: Fiduciary role Name of OBA: V. B.Address: Austin, TX 75165Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 6/2/2025 Number of Hours: 0Number of Hours during trading: 0Duties: Successor Trustee for aunt I*:2570275Entity Type: Fiduciary roleName of OBA: M. M.Address: Waxahachie, TX 75165Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 6/20/2025Number of Hours: 0Number of Hours during trading: 0 Duties: Executor for spouse I*: 2569273Entity Type: Fiduciary roleName of OBA: M. M.Address: Waxahachie, TX 75165Investment Related: NoPosition, Title, Association :Power of AttorneyEmployee Start Date: 06/20/2025Number of Hours: 0Number of Hours during trading: 0 Duties: Power of Attorney for spouse I*3313286Entity Type: For ProfitName of OBA: L. M.Address: Waxahachie, Texas, 75165Investment Related: NoPosition, Title, Association: OtherEmployee Start Date: 12/20/2025Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: Advertising/marketing research Give my opinion I*404433Entity Type: Entity For ProfitName of OBA: Tasty's Barbecue & Turkey Leg Connection, LLCAddress: Mansfield, Texas, 76063Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 02/22/2016Number of Hours: 5, MonthlyNumber of Hours during trading: 0, MonthlyDuties: LLC for a restaurant my husband and I used to own. The LLC is still active with the state. Owner and recordkeeping

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-05
S63 Uniform Securities Agent State Law Examination 2007-03-12
  • S65 Uniform Investment Adviser Law Examination
    2008-05-05
  • S63 Uniform Securities Agent State Law Examination
    2007-03-12
Other Names
  • Latoya Lavone Wesley
  • Latoya Lavone Wesley-Griffin
  • Latoya La Vone Green
  • Latoya Martin
  • Latoya Griffin
  • Latoya Lavone Martin

View on SEC IAPD

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