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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-04-23
  • MA RA
    APPROVED
    Since 2018-04-23

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1 E Main St Ste 206, Northborough, MA 01532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monson Savings Bank Monson MA 08/2011 04/2018
Infinex Investments, Inc. Monson MA 07/2014 04/2018
Lpl Financial, Llc Northborough MA 04/2018 Present
Private Advisor Group, Llc Northborough MA 04/2018 Present
  • 08/2011 → 04/2018
    Monson Savings Bank
    Monson, MA
  • 07/2014 → 04/2018
    Infinex Investments, Inc.
    Monson, MA
  • 04/2018 → Present
    Lpl Financial, Llc
    Northborough, MA
  • 04/2018 → Present
    Northborough, MA
Previous Registrations
Other Businesses

1) 5/1/2018 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/3/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 5/1/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 2) 6/8/2021 - Private Advisor Group - DBA: (Hybrid) ClearPath Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/11/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 6/14/2021 - ClearPath Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/11/2021 - 160 Hours Per Month/130 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-02
  • S66 Uniform Combined State Law Examination
    2017-03-02

View on SEC IAPD

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