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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-12-10 |
| CA | RA | APPROVED | 2014-11-06 |
Branch Locations
3121 W March Ln Ste 110, Stockton, CA 95219 • United States
400 Capitol Mall Ste 1700 [Kd-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Stockton | CA | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Stockton | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; ELK GROVE, CA; 100% OWNERSHIP; START 6/2008; 3 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; STOCKTON, CA; 50% OWNERSHIP; START 11/2008; 3 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-06 |
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