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Mesirow Financial Investment Management, Inc. CRD 111135
$50.4B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
353 N. Clark St, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mesirow Financial, Inc. | Highland Park | IL | 06/2014 | 01/2020 |
| The Road Less Traveled | Chicago | IL | 02/2020 | 09/2020 |
| Mesirow Financial | Chicago | IL | 10/2020 | Present |
I am a limited, minority partner in The Road Less Traveled. This is a passive activity. This is not an investment-related business - it is a company that sends teenagers on adventure and community service travel programs all over the world. Address: 2331 N Elston Ct, Chicago, IL 60614 No position/title - I have a passive partnership interest Relationship started in February of 2020 A couple of hours per month are spent talking through business strategy with the operators/directors of the business or brainstorming ideas for new programs that could be offered to participants. No hours are spent on the business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-24 |
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