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Keith Daniel Finkelstein

Marketstrats, LLC

Cape Coral, FL

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Current Employers
Marketstrats, Llc

Cape Coral, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-21
FL RA APPROVED 2017-05-12
MI RA APPROVED 2017-01-27
  • TX RA
    APPROVED_RES
    Since 2018-11-21
  • FL RA
    APPROVED
    Since 2017-05-12
  • MI RA
    APPROVED
    Since 2017-01-27

Branch Locations

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Grand Rapids MI 07/2014 01/2017
Marketstrats, Llc Cape Coral FL 01/2017 Present
University Of Maryland University College Adelphi MD 01/2017 Present
  • 07/2014 → 01/2017
    Wells Fargo Advisors, Llc
    Grand Rapids, MI
  • 01/2017 → Present
    Marketstrats, Llc
    Cape Coral, FL
  • 01/2017 → Present
    University Of Maryland University College
    Adelphi, MD
Previous Registrations
Other Businesses

Adjunct Instructor for undergraduate finance classes at University of Maryland University College

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-03
  • S66 Uniform Combined State Law Examination
    2014-10-03
Other Names
  • Keith Finkelstein

View on SEC IAPD

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