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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-01 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
3375 Robinhood Rd, Winston Salem, NC 27106 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Greensboro | NC | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 11/2016 | 06/2021 |
| Ameriprise Financial Services Llc | Greensboro | NC | 06/2021 | 07/2023 |
| Raymond James Financial Services, Inc. | Greensboro | NC | 07/2023 | 12/2023 |
| Raymond James Financial Services Advisors, Inc. | Greensboro | NC | 07/2023 | 12/2023 |
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 01/2024 | Present |
| Wells Fargo Bank, Na | Winston Salem | NC | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-06 |
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