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Matthew D Gallo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

Venice, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-23
CA RA APPROVED 2014-10-29
  • TX RA
    APPROVED
    Since 2014-12-23
  • CA RA
    APPROVED
    Since 2014-10-29

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Venice, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 07/2014 Present
Bank Of America N.A. Walnut Creek CA 11/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-28
  • S66 Uniform Combined State Law Examination
    2014-10-28
Other Names
  • Matt Gallo
  • Matt D Gallo

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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