Brian Kern

Current Employers

Employment History

• 08/2006 → Present
  Lumsden & Mccormick, Llp
  Buffalo, NY
• 08/2014 → 10/2019
  1St Global Capital Corp
  Buffalo, NY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Buffalo, NY
• 10/2019 → 09/2025
  Avantax Advisory Services
  Buffalo, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Buffalo, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → Present
  Lifetime Wealth Management, An Affiliate Of Lumsden Mccormick
  Buffalo, NY

Previous Registrations

• 2021-08-20 → 2025-09-05
  Avantax Advisory Services
  Buffalo, NY
  Dallas, TX
  Buffalo, NY
  Buffalo, NY

Other Businesses

1) LUMSDEN & MCCORMICK, LLP POSITION: Principal NATURE: CPA services INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 08/01/2006 ADDRESS: 369 Franklin Street, Buffalo NY 14202, United States DESCRIPTION: Provide tax advice, compliance and planning 2) LUMSDEN & MCCORMICK FINANCIAL SERVICES, LLC POSITION: Advisor NATURE: Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 10/24/2014 ADDRESS: 369 Franklin Street, Buffalo NY 14202, United States DESCRIPTION: Provide advice and related investment services to clients 3) NAME OF OTHER BUSINESS: LIFETIME WEALTH MANAGEMENT, AN AFFILIATE OF LUMSDEN MCCORMICK; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: MEMBER/FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2014-10-24