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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
1057 Lake Sumter Landing, The Villages, FL 32162-2698 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lexington Catholic High School | Lexington | KY | 09/2012 | 10/2019 |
| Jpmorgan Chase Bank | Lexington | KY | 06/2015 | 09/2016 |
| Jpmorgan Securities Llc | Lexington | KY | 07/2015 | 09/2016 |
| Scottrade | Lexington | KY | 09/2016 | 02/2018 |
| Kentucky Baseball Club | Lexington | KY | 09/2016 | Present |
| Td Ameritrade, Inc. | Lexington | KY | 02/2018 | 01/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2021 |
| Fidelity Investments | The Villages | FL | 02/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-27 |
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