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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-10 |
Branch Locations
20 Tower Lane Suite 100, Office 3, Avon, CT 06001 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Farmington | CT | 01/2014 | Present |
| Park Avenue Securities | Farmington | CT | 06/2015 | 08/2026 |
| Guardian Life Insurance Company | West Simsbury | CT | 06/2024 | Present |
| Park Avenue Securities | West Simsbury | CT | 06/2024 | 08/2026 |
| Parkland Securities, Llc | Ann Arbor | MI | 08/2026 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 08/2026 | Present |
DBA - Triple Crown Financial Services, LLC, Avon, CT. Name used for financial services practice through Parkland Securities LLC and SPC. Start date: 8/10/26, approx. 160 hrs/mo, all during mkt hrs. INV REL Y Sale of non-variable insurance products (life and health, term life, permanent life, LTC and annuities) through various insurance companies. Annuities sold through approved FMOs of Parkland Securities. Start date: 8/10/26, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-11 |
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