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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Colleyville, TX • United States

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 04/2006 08/2023
Cri Securities, Llc St Paul MN 04/2006 09/2018
Minnesota Life Insurance Company St Paul MN 04/2006 08/2023
North Star Consultants, Inc Durham NC 11/2011 09/2018
North Star Consultants, Inc Dallas TX 09/2018 Present
Cri Securities St Paul MN 12/2018 10/2021
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 04/2006 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 04/2006 → 09/2018
    Cri Securities, Llc
    St Paul, MN
  • 04/2006 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 11/2011 → 09/2018
    North Star Consultants, Inc
    Durham, NC
  • 09/2018 → Present
    North Star Consultants, Inc
    Dallas, TX
  • 12/2018 → 10/2021
    Cri Securities
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-08-07 → 2023-08-10
    Securian Financial Services, Inc.
    Richmond, VA
    Albuquerque, NM
    Durham, NC
    Minneapolis, MN
    Dallas, TX
    Colleyville, TX
  • 2018-12-13 → 2021-10-20
    Cri Securities, Llc
    Minneapolis, MN
    Dallas, TX
  • 2007-08-07 → 2010-08-23
    Cri Securities, Llc
    Albuquerque, NM
    Minneapolis, MN
Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: COMPREHENSIVE DRUG TESTING, INVESTMENT RELATED: NO, ADDRESS: 734 STADIUM DRIVE, ARLINGTON, TX 76011, NATURE OF BUSINESS: DRUG TESTING, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: CHAPERONE, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: MONITOR PROFESSIONAL BASEBALL PLAYERS WHEN THEY ARE SELECTED FOR RANDOM PERFORMANCE ENHANCING DRUG TESTS UNTIL THEY COMPLETE THEIR TEST.;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-10
S63 Uniform Securities Agent State Law Examination 2006-06-27
  • S65 Uniform Investment Adviser Law Examination
    2014-11-10
  • S63 Uniform Securities Agent State Law Examination
    2006-06-27
Designations

View on SEC IAPD

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