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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
Colleyville, TX • United States
2701 University Ave Se, Minneapolis, MN 55414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc | St Paul | MN | 04/2006 | 08/2023 |
| Cri Securities, Llc | St Paul | MN | 04/2006 | 09/2018 |
| Minnesota Life Insurance Company | St Paul | MN | 04/2006 | 08/2023 |
| North Star Consultants, Inc | Durham | NC | 11/2011 | 09/2018 |
| North Star Consultants, Inc | Dallas | TX | 09/2018 | Present |
| Cri Securities | St Paul | MN | 12/2018 | 10/2021 |
| Cetera Wealth Services, Llc | Minneapolis | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: COMPREHENSIVE DRUG TESTING, INVESTMENT RELATED: NO, ADDRESS: 734 STADIUM DRIVE, ARLINGTON, TX 76011, NATURE OF BUSINESS: DRUG TESTING, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: CHAPERONE, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: MONITOR PROFESSIONAL BASEBALL PLAYERS WHEN THEY ARE SELECTED FOR RANDOM PERFORMANCE ENHANCING DRUG TESTS UNTIL THEY COMPLETE THEIR TEST.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-27 |
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