Peter Cook Rubincam

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 08/2024
  Triad Advisors, Inc
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Erdenheim, PA

Previous Registrations

• 2010-02-05 → 2024-08-23
  Triad Advisors Llc
  Atlanta, GA
  Erdenheim, PA
• 2006-10-03 → 2010-02-12
  Janney Montgomery Scott Llc
  Blue Bell, PA
  Philadelphia, PA
  Philadelphia, PA

Other Businesses

1) BALANCE FINANCIAL SOLUTIONS POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 300 SECURITIES TRADING HOURS: 16 START DATE: 02/01/2010 ADDRESS: 627 Bethlehem Pike, Erdenheim PA 19038, United States DESCRIPTION: Work with clients to plan for financial goals, allocate investments and assets to accomplish financial goals including covering the risk of loss of life or income through the sale of life insurance or long-term care insurance. 2) Pocono Peak Snowboard Education Foundation POSITION: Director NATURE: Snowboard Team INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/2017 ADDRESS: 509 Wyndmoor Ave, Wyndmoor,PA 19038 DESCRIPTION: Work with youth for an amateur snowboard team that competes at the National level 3) BALANCE FINANCIAL SOLUTIONS POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2025 ADDRESS: 627 Bethlehem Pike, Erdenheim PA 19038, United States DESCRIPTION: Review insurance needs as part of the financial planning process. Sell Life Insurance, LTC insurance to clients in order to complete their financial planning needs.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-29
• S63 Uniform Securities Agent State Law Examination
  1998-12-09

Other Names

• Ruby Rubincam