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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-07 |
| TX | RA | APPROVED | 2023-09-07 |
Branch Locations
1508 Military Cutoff Road Suite 305, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Wilmington | NC | 08/2014 | 09/2023 |
| Raymond James Financial Services, Inc. | Wilmington | NC | 09/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Wilmington | NC | 09/2023 | Present |
(1) Name of Business: Batts Financial Group Address: 1508 Military Cutoff Rd Ste 102, Wilmington, NC, 28403 Activity Type: Support Company - Owner/Non-Owner Position/Title: Other Investment Related: No Start Date: 09/07/2023 HPM: 41-80 HPM trade hours: 21-40 Duties: Batts Financial Group LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-17 |
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