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Christopher Zuniga

J.P. Morgan Securities LLC

Houston, TX

CRD 6376922

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-31
  • TX RA
    APPROVED
    Since 2022-05-31

Branch Locations

175 Yale St, Houston, TX 77007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lions Gate Realty Houston TX 02/2017 10/2018
Coldwell Banker The Woodlands TX 10/2015 02/2017
Realty Associates Houston TX 03/2018 10/2018
Morgan Stanley Houston TX 10/2018 05/2022
Morgan Stanley Private Bank, N.A. New York NY 10/2018 05/2022
J.P. Morgan Securities Llc Houston TX 05/2022 Present
Jpmorgan Chase Bank, N.A. Houston TX 05/2022 Present
Nrt, Llc Houston TX 10/2015 02/2017
Morgan Stanley Private Bank, N.A New York NY 11/2018 Present
  • 02/2017 → 10/2018
    Lions Gate Realty
    Houston, TX
  • 10/2015 → 02/2017
    Coldwell Banker
    The Woodlands, TX
  • 03/2018 → 10/2018
    Realty Associates
    Houston, TX
  • 10/2018 → 05/2022
    Houston, TX
  • 10/2018 → 05/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2022 → Present
    Houston, TX
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 10/2015 → 02/2017
    Nrt, Llc
    Houston, TX
  • 11/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2019-01-08 → 2022-06-03
    The Woodlands, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-08
  • S66 Uniform Combined State Law Examination
    2019-01-08
Other Names
  • Chris Zuniga

View on SEC IAPD

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