Best Investors Account Sign in

Peter Finer

Pgim Investments LLC

Newark, NJ

Claim This Profile
Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-04-02
  • NJ RA
    APPROVED
    Since 2018-04-02

Branch Locations

655 Broad Street, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Llc Warren NJ 07/2014 04/2017
Capital One Investing, Llc East Brunswick NJ 04/2017 01/2018
Pgim Investments,Llc Newark NJ 02/2018 Present
Prudential Investment Management Services Llc Newark NJ 02/2018 Present
Pgim Investments,Llc Newark NJ 03/2018 Present
  • 07/2014 → 04/2017
    Pnc Investments Llc
    Warren, NJ
  • 04/2017 → 01/2018
    Capital One Investing, Llc
    East Brunswick, NJ
  • 02/2018 → Present
    Pgim Investments,Llc
    Newark, NJ
  • 02/2018 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
  • 03/2018 → Present
    Pgim Investments,Llc
    Newark, NJ
Previous Registrations
  • 2017-05-10 → 2018-01-16
    Capital One Advisors, Llc
    East Brunswick, NJ
  • 2015-01-09 → 2017-05-02
    Pnc Wealth Management Llc
    Warren, NJ
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-08
  • S66 Uniform Combined State Law Examination
    2015-01-08

View on SEC IAPD

Other Firms

PRUCO SECURITIES, LLC
LANDY INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
VINANCE REALM LTD
PGIM REAL ESTATE ADVISORS LLC
PGIM PRIVATE PLACEMENT INVESTORS, L.P.
PRUDENTIAL SELECT STRATEGIES LLC
PGIM, INC.

Other Investors

AMELIA JEANETHA SAMUEL
ARNOLD LOUIS LANDY
CURTIS GREGORY GREEN
ALEJANDRO GABRIEL STAROSELSKI
Dana Lynn Simmons
GREGORY BLAINE VANMETER
DAWN PAGE HOLTMEIER
SARAH ROSE ZAWISTOWSKI

Other Offices

PRUCO SECURITIES, LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LANDY INVESTMENT MANAGEMENT LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LPL ENTERPRISE, LLC · NEWARK, NJ
VINANCE REALM LTD · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ

More in Newark, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor