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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-10-31 |
Branch Locations
1530 American Way Ste 110, Greenwood, IN 46143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sullivan Sign Co | Columbus | IN | 05/2007 | Present |
| Matthew Carothers | Columbus | IN | 04/2017 | 02/2019 |
| Matthew Carothers | Columbus | IN | 03/2017 | 04/2017 |
| Edward D Jones | Columbus | IN | 08/2014 | 12/2016 |
| Northwestern Mutual Investment Services Llc | Columbus | IN | 05/2017 | 02/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2017 | 02/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2019 | Present |
| Northwestern Mutual Investment Services Llc | Greenwood | IN | 09/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2019 | Present |
1. Sullivan Sign Co, Not Investment-related, 8910 South 500 West, Columbus, IN, USA, 47201, 100% Owner, Start Date: 05/01/2007, 5 hrs per week, 0 trading hrs per week, Design and Graphics, Duties: Design and installation of graphics and decals. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-18 |
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