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Carlton Whitman

Tassel Capital Management, Inc

Matthews, NC

CRD 6375955

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Employer firm

Tassel Capital Management, Inc CRD 121112

$266M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Tassel Capital Management, Inc

1220 Mann Drive Suite 100, Matthews, NC 28105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-05-15
  • NC RA
    APPROVED
    Since 2015-05-15

Branch Locations

1220 Mann Drive Suite 100, Matthews, NC 28105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 06/2014 Present
Tassel Capital Management Inc Matthews NC 02/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-15
S63 Uniform Securities Agent State Law Examination 2014-10-17
  • S65 Uniform Investment Adviser Law Examination
    2015-05-15
  • S63 Uniform Securities Agent State Law Examination
    2014-10-17

View on SEC IAPD

Nearby Firms

NEXUS CAPITAL INC
EDWARD JONES
FOUNDERS FINANCIAL SECURITIES LLC

Nearby Investors

ANUP A DESAI
Nadir Kabir Noorani
AFZAL SADRUDDIN MITHWANI

Nearby Offices

NEXUS CAPITAL INC · MATTHEWS, NC
EDWARD JONES · MATTHEWS, NC
FOUNDERS FINANCIAL SECURITIES LLC · Matthews, NC

More in Matthews, NC

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