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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-04 |
| TX | RA | APPROVED_RES | 2021-10-04 |
Branch Locations
225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States
Nipomo, CA • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Walnut Creek | CA | 07/2014 | 11/2016 |
| Wells Fargo Bank, N.A. | San Francisco | CA | 09/2005 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | 10/2021 |
| Morgan Stanley Smith Barney Llc | San Francisco | CA | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2021 | Present |
CO-TRUSTEE OF TRUST FBO NEPHEW; INVESTMENT RELATED; SAN RAMON, CA; START DATE 9/2014; 0 HRS PER MONTH. *463235- Trust; Investment related Yes; San Ramon, California; Trust; Trustee/Co-Trustee(proprietor, partner, officer, director, employee, trustee, agent); 04/2008; During business hours: 0; After business hours: 1; *620633 - Exit Planning Institute - San Francisco Bay Area Chapter; Investment Related - No; San Diego, California; Networking; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2025; During Business Hours: 3; After Business Hours: 0; I will be a board member but have no fiduciary responsibility. Primary activities will be as an ambassador for the chapter but the entire purpose of my involvement will be to grow my MS practice with business owner clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-03 |
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