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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-11-06
TX RA APPROVED 2018-06-21
CA RA APPROVED 2018-02-14
IA RA APPROVED 2018-02-14
MO RA APPROVED 2018-02-14
  • AZ RA
    APPROVED
    Since 2018-11-06
  • TX RA
    APPROVED
    Since 2018-06-21
  • CA RA
    APPROVED
    Since 2018-02-14
  • IA RA
    APPROVED
    Since 2018-02-14
  • MO RA
    APPROVED
    Since 2018-02-14

Branch Locations

700 Southwest Blvd, Jefferson City, MO 65109 • United States

Jefferson Bank 2815 W Truman Blvd, Jefferson City, MO 65109 • United States

Jefferson Bank 1910 Southwest Blvd, Jefferson City, MO 65109 • United States

Jefferson Bank 901 Eastland Dr, Jefferson City, MO 65101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Services Jefferson City MO 11/2005 Present
Invest Financial Corporation Jefferson City MO 04/2007 02/2018
Lpl Financial Llc Jefferson City MO 02/2018 Present
  • 11/2005 → Present
    Investors Services
    Jefferson City, MO
  • 04/2007 → 02/2018
    Invest Financial Corporation
    Jefferson City, MO
  • 02/2018 → Present
    Jefferson City, MO
Previous Registrations
  • 2007-05-07 → 2018-02-14
    Invest Financial Corporation
    Warrensburg, MO
    Jefferson City, MO
    Jefferson City, MO
    Jefferson City, MO
    Jefferson City, MO
    Appleton, WI
    Jefferson City, MO
    Jefferson City, MO
    Jefferson City, MO
Other Businesses

1. 02/14/2018 - JB Investor Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2018. 2. 02/14/2018 - InvestorServices - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 02/14/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2007. 4. 02/14/2018 - Investor Services Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 2012. 5. 7/14/2021 - Gravell Holdings LLC - Investment Related - Jefferson City MO 65109 - Real Estate Rental - Started 09/28/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Bought a piece of commercial rental property. 6. 04/26/2022 - No Business Name - Investment Related - OSAGE COUNTY MO 72 ACRES HWY 100 AND ROUTE Z - Real Estate Rental - Start Date - 04/06/2022 - 1 Hours Per Month/0 Hours During Securities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-19
S63 Uniform Securities Agent State Law Examination 2006-06-12
  • S66 Uniform Combined State Law Examination
    2007-03-19
  • S63 Uniform Securities Agent State Law Examination
    2006-06-12
Designations

View on SEC IAPD

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