Courtland Van Deusen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Lumsden & Mccormick, Llp
  Buffalo, NY
• 08/2014 → 10/2019
  1St Global Capital Corp
  Buffalo, NY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Buffalo, NY
• 08/2014 → 09/2025
  Avantax Advisory Services
  Buffalo, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Buffalo, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → Present
  Lifetime Wealth Management, An Affiliate Of Lumsden Mccormick
  Buffalo, NY

Previous Registrations

• 2021-09-01 → 2025-09-05
  Avantax Advisory Services
  Buffalo, NY
  Dallas, TX
  Buffalo, NY
  Buffalo, NY

Other Businesses

1) LUMSDEN & MCCORMICK FINANCIAL SERVICES, LLC POSITION: REFERRING ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2014 ADDRESS: Buffalo, NY United States DESCRIPTION: Referring clients to the financial services division, when appropriate. 2) C&D VAN DEUSEN FOUNDATION, INC. POSITION: Treasurer & Board Member NATURE: This is a private foundation established by my grandfather D. Van Deusen to support educational and religious institutions. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 DESCRIPTION: Maintain books and records, make disbursements for grants identified by the board and monitor investment manager. 3) LIFE SOUNDS AUDIOLOGY, INC. POSITION: President (if approved) NATURE: This i new not for profit charitable organization that plans to provide hearing services to disadvantaged people and veterans.I have been asked to provide business guidance/input as a board member and have been asked to be president. This all depends on OBA approval INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 4600 Main St, Amherst NY 14226, United States DESCRIPTION: Meet on a quarterly basis to provide business guidance to the LSA staff. The time requirement will be about 1 hour per quarter. 4)NATIVITY OF MARY SCHOOL BOARD POSITION: Board Member NATURE: The OBA is a catholic elementary and middle school where one of my daughters is a student. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2023 ADDRESS: 8550 Main St, Williamsville NY 14221, United States DESCRIPTION: Attend quarterly board meetingsProvide guidance based upon my business experiencethe guidance will be on strategic planning related to school operations; 5) NAME OF OTHER BUSINESS: LIFETIME WEALTH MANAGEMENT, AN AFFILIATE OF LUMSDEN MCCORMICK; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2014-10-15