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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-27
DC RA APPROVED 2026-04-23
OK RA APPROVED 2026-04-22
GA RA APPROVED 2026-04-06
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • DC RA
    APPROVED
    Since 2026-04-23
  • OK RA
    APPROVED
    Since 2026-04-22
  • GA RA
    APPROVED
    Since 2026-04-06

Branch Locations

Peachtree Corners, GA • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Norcross GA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Norcross GA 11/2016 08/2025
Thrivent Investment Management Inc Minneapolis MN 01/2026 Present
Thrivent Financial Appleton WI 01/2026 Present
Unemployed Peachtree Corners GA 08/2025 01/2026
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-29
S63 Uniform Securities Agent State Law Examination 2014-09-10
  • S65 Uniform Investment Adviser Law Examination
    2015-09-29
  • S63 Uniform Securities Agent State Law Examination
    2014-09-10
Other Names
  • James K Urquhart
  • Kevin Urquhart

View on SEC IAPD

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