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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-30 |
| CA | RA | APPROVED | 2018-11-02 |
Branch Locations
7110 N Fresno Street Suite 120, Fresno, CA 93720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Pillar Financial Group | Fresno | CA | 08/2014 | Present |
| Sagepoint Financial | Fresno | CA | 11/2014 | 03/2017 |
| Signator Investors Inc | Nashville | TN | 03/2017 | 11/2018 |
| Osaic Wealth, Inc. | Fresno | CA | 11/2018 | Present |
1. JUSTIN WARREN POSITION: Assistant NATURE: Sole Prop/ Independent contractor INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2020 ADDRESS: 1477 E Shaw Ave, Suite 140, Fresno CA 93710, United States DESCRIPTION: See attachment 2. INSURANCE SALES POSITION: Insurance Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 05/15/2014 ADDRESS: 1477 E Shaw Ave, Suite 140, Fresno CA 93710, United States DESCRIPTION: I sell life insurance, health insurance. I am also licensed, to sell disability, long-term care insurance. As well as fixed annuities. 3. PILLAR FINANCIAL GROUP POSITION: Vice President of Financial Planning NATURE: This is just a update of my title, nothing else is changing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/28/2022 ADDRESS: 1477 E Shaw Ave, Suite 140, Fresno CA 93710, United States DESCRIPTION: Just a change of title. Nothing else changes. 4. JUSTIN WARREN POSITION: Non-Public Arbitrator NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2024 ADDRESS: 7110 N Fresno St, Suite 120, Fresno CA 93720, United States DESCRIPTION: I will be a non-public FINRA arbitrator. 5. PILLAR FINANCIAL GROUP- FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/28/2022 ADDRESS: 7110 N Fresno St, Suite 120, Fresno CA 93720, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance. 6. PILLAR FINANCIAL GROUP POSITION: Ice President of Financial Planning NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/18/2015 ADDRESS: 7110 N Fresno St, Suite 120, Fresno CA 93720, United States DESCRIPTION: sales/marketing of securities, investment advisors, and insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-19 |
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