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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-30
CA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2023-10-30
  • CA RA
    APPROVED
    Since 2018-11-02

Branch Locations

7110 N Fresno Street Suite 120, Fresno, CA 93720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Pillar Financial Group Fresno CA 08/2014 Present
Sagepoint Financial Fresno CA 11/2014 03/2017
Signator Investors Inc Nashville TN 03/2017 11/2018
Osaic Wealth, Inc. Fresno CA 11/2018 Present
  • 08/2014 → Present
    The Pillar Financial Group
    Fresno, CA
  • 11/2014 → 03/2017
    Sagepoint Financial
    Fresno, CA
  • 03/2017 → 11/2018
    Signator Investors Inc
    Nashville, TN
  • 11/2018 → Present
    Fresno, CA
Previous Registrations
  • 2017-03-23 → 2018-11-02
    Signator Investors, Inc.
    Fresno, CA
    Gold River, CA
    Nashville, TN
  • 2016-04-28 → 2017-03-09
    Osaic Services, Inc.
    Scottsdale, AZ
    Fresno, CA
Other Businesses

1. JUSTIN WARREN POSITION: Assistant NATURE: Sole Prop/ Independent contractor INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2020 ADDRESS: 1477 E Shaw Ave, Suite 140, Fresno CA 93710, United States DESCRIPTION: See attachment 2. INSURANCE SALES POSITION: Insurance Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 05/15/2014 ADDRESS: 1477 E Shaw Ave, Suite 140, Fresno CA 93710, United States DESCRIPTION: I sell life insurance, health insurance. I am also licensed, to sell disability, long-term care insurance. As well as fixed annuities. 3. PILLAR FINANCIAL GROUP POSITION: Vice President of Financial Planning NATURE: This is just a update of my title, nothing else is changing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/28/2022 ADDRESS: 1477 E Shaw Ave, Suite 140, Fresno CA 93710, United States DESCRIPTION: Just a change of title. Nothing else changes. 4. JUSTIN WARREN POSITION: Non-Public Arbitrator NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2024 ADDRESS: 7110 N Fresno St, Suite 120, Fresno CA 93720, United States DESCRIPTION: I will be a non-public FINRA arbitrator. 5. PILLAR FINANCIAL GROUP- FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/28/2022 ADDRESS: 7110 N Fresno St, Suite 120, Fresno CA 93720, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance. 6. PILLAR FINANCIAL GROUP POSITION: Ice President of Financial Planning NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/18/2015 ADDRESS: 7110 N Fresno St, Suite 120, Fresno CA 93720, United States DESCRIPTION: sales/marketing of securities, investment advisors, and insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2015-11-19
Other Names
  • Justin Warren

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