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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-04-20
TX RA APPROVED 2016-03-15
  • FL RA
    APPROVED
    Since 2016-04-20
  • TX RA
    APPROVED
    Since 2016-03-15

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2016 Present
Bank Of America, N.A. Jacksonville FL 03/2016 Present
Other Businesses

I*90231 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GRAYSON CAPITAL HOLDINGS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: TALLAHASSEE, FLORIDA 32312 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 11/30/2007 NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: IT IS A FAMILY ENTITY WHICH HOLDS CASH BELONGING TO MYSELF, MY SISTER, AND MY PARENTS. THE ENTITY DOES NOT HAVE ANY OTHER HOLDINGS AT THIS TIME BUT MAY ACQUIRE REAL PROPERTY IN THE FUTURE I*137769 For profit or not for profit: For-Profit Organization Name of outside business organization: SGK Capital Management Investment related: N Address of business: Clearwater, Florida 33764 Nature of business: LLC, Position, title, association: Other, Business Partner -help with self funding/decisions Start date of relationship: 4/1/2021 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Collegiate Classmates turning into Lifelong Business Partners Purpose of establishing LLC was to capitalize on Real Estate opportunities through the state of Florida Real Estate Investment Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-14
  • S66 Uniform Combined State Law Examination
    2016-03-14
Other Names
  • Jay Grayson

View on SEC IAPD

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