John Patrick Farrell

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-03
NJ	RA	APPROVED	2022-02-17
NY	RA	APPROVED	2022-02-17

FL RA
APPROVED

Since 2026-02-03
NJ RA
APPROVED

Since 2022-02-17
NY RA
APPROVED

Since 2022-02-17

Branch Locations

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	New York	NY	05/2014	02/2022
Bank Of America N.A.	New York	NY	11/2014	02/2022
Raymond James Financial Services, Inc.	Wayne	NJ	02/2022	Present
Raymond James Financial Services Advisors, Inc.	Wayne	NJ	02/2022	Present

05/2014 → 02/2022

Merrill Lynch, Pierce, Fenner & Smith Inc.

New York, NY
11/2014 → 02/2022

Bank Of America N.A.

New York, NY
02/2022 → Present

Raymond James Financial Services, Inc.

Wayne, NJ
02/2022 → Present

Raymond James Financial Services Advisors, Inc.

Wayne, NJ

Previous Registrations

2014-10-02 → 2022-02-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

New York, NY

Other Businesses

Name of Business: Topinka Financial LLC Address: 502 Valley Rd Ste 102, Wayne, NJ, 07470-3509, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/07/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Planning & Investing

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-01

S66 Uniform Combined State Law Examination

2014-10-01

Other Names

John Farrell

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