Sarah Jocelyn Brockhouse

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 02/2023
  Fidelity Investments
  Westlake, TX
• 01/2008 → 02/2023
  Fidelity Brokerage Services Llc
  Westlake, TX
• 07/2018 → 02/2023
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 02/2023 → Present
  Charles Schwab & Co., Inc
  Austin, TX
• 02/2023 → Present
  Charles Schwab Bank Ssb
  Austin, TX

Previous Registrations

• 2018-07-13 → 2023-02-16
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2008-01-29 → 2018-07-13
  Strategic Advisers Llc
  Houston, TX
  Durham, NC
  Durham, NC
  Cary, NC
  Houston, TX

Other Businesses

1) Brockhouse Holdings, LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Manager|3/12/2018|Less than 20|0|LLC for the management and holding of rental properties, we have hired a property management company for day-to-day duties, 2) The Woodlands Art League | Investment Related:No|701 Sawdust|The Woodlands|TX|77380|USA|Nonprofit Charitable Organizations|Director of Marketing and Communications|3/6/2025|Less than 20|0|Responsibilities include creating and implementing marketing and communications strategy for the organization to enhance member engagement and community awareness, along with attracting new membership and donors.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-28
• S63 Uniform Securities Agent State Law Examination
  2006-06-08

Designations

• Certified Financial Planner

Other Names

• Sarah Jocelyn Graham
• Sarah Burnett
• Sarah Jocelyn Burnett
• Sarah Jocelyn Burnett
• Sarah Jocelyn Graham