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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-12-14
MD RA APPROVED 2021-02-16
SC RA APPROVED 2021-02-16
TX RA APPROVED_RES 2021-02-16
  • NH RA
    APPROVED
    Since 2021-12-14
  • MD RA
    APPROVED
    Since 2021-02-16
  • SC RA
    APPROVED
    Since 2021-02-16
  • TX RA
    APPROVED_RES
    Since 2021-02-16

Branch Locations

Fountain Inn, SC • United States

135 N. Church Street Suite 130, Spartanburg, SC 29306 • United States

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Bethesda MD 08/2015 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) Hunt Valley MD 06/2018 01/2019
First National Bank Baltimore MD 11/2016 06/2018
Jenny Craig Annapolis MD 02/2018 Present
Lawerence Merandising Plymouth MN 06/2017 07/2017
Uber Baltimore MD 06/2015 11/2016
Acosta Merchandising Baltimore MD 03/2017 06/2017
Wells Fargo Clearing Services Llc Baltimore MD 01/2019 02/2021
Janney Montgomery Scott Llc Baltimore MD 02/2021 09/2022
Janney Montgomery Scott Llc Hunt Valley MD 09/2022 09/2023
Janney Montgomery Scott Llc Bel Air MD 09/2023 02/2025
Janney Montgomery Scott Llc Spartanburg SC 02/2025 07/2026
Janney Montgomery Scott Llc Spartanburg SC 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-18
  • S66 Uniform Combined State Law Examination
    2014-12-18
Other Names
  • Aprenea Mccutchen
  • Aprenea Lorrell Mccutchen

View on SEC IAPD

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