Kristin Vesia Prentice

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 12/2016
  Wells Fargo Advisors Llc
  Alexandria, VA
• 01/2017 → 08/2018
  Blueprint Holdings
  Charlotte, NC
• 12/2018 → 11/2019
  Raymond James Financial Services, Inc
  Charlotte, NC
• 12/2018 → 11/2019
  Raymond James Financial Services Advisor, Inc
  Charlotte, NC
• 08/2018 → 12/2018
  Unemployed
  Charlotte, NC
• 11/2019 → Present
  Cetera Investment Advisers Llc
  Atlanta, GA
• 11/2019 → Present
  Cetera Investment Services Llc
  St Cloud, MN

Previous Registrations

• 2018-12-03 → 2019-11-15
  Raymond James Financial Services Advisors, Inc
  Florence, SC
  Charlotte, NC
• 2017-02-06 → 2018-08-28
  Park Avenue Securities Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2011-05-02 → 2017-01-05
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Alexandria, VA

Exams

• S66 Uniform Combined State Law Examination
  2011-04-29

Other Names

• Kristin Vesia
• Kristin Denise Vesia