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Benjamin J Freeman

Rbc Capital Markets, LLC

Edina, MN

Edina, MN

CRD 6374657

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-06-12
TX RA APPROVED 2017-06-12
  • MN RA
    APPROVED
    Since 2017-06-12
  • TX RA
    APPROVED
    Since 2017-06-12

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 07/2014 06/2017
Bank Of America N.A. Wayzata MN 12/2014 06/2017
Rbc Capital Markets, Llc Edina MN 06/2017 Present
City National Bank Edina MN 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-24
  • S66 Uniform Combined State Law Examination
    2014-10-24
Other Names
  • Benjamin Joseph Freeman

View on SEC IAPD

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