Dick White Thompson

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-03
TN	RA	APPROVED	2021-01-22

TX RA
APPROVED

Since 2021-02-03
TN RA
APPROVED

Since 2021-01-22

Branch Locations

1068 Mineral Wells Avenue, Paris, TN 38242 • United States

6280 Highway 64, Oakland, TN 38060 • United States

6815 Poplar Ave Ste 100, Memphis, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Protective	Birmingham	AL	07/2014	09/2017
Proequities, Ince	Birmingham	AL	07/2014	09/2017
Mml Investors Services, Llc	Birmingham	AL	10/2017	03/2020
Lpl Financial Llc	Memphis	TN	03/2020	01/2021
First Bank	Memphis	TN	01/2021	Present
Raymond James Financial Services, Inc.	Memphis	TN	01/2021	Present
Firstbank Investment Partners Dba	Memphis	TN	01/2021	Present
Raymond James Financial Services, Advisory	Memphis	TN	01/2021	Present
Not Provided	Memphis	TN	06/2026	Present

07/2014 → 09/2017

First Protective

Birmingham, AL
07/2014 → 09/2017

Proequities, Ince

Birmingham, AL
10/2017 → 03/2020

Mml Investors Services, Llc

Birmingham, AL
03/2020 → 01/2021

Lpl Financial Llc

Memphis, TN
01/2021 → Present

First Bank

Memphis, TN
01/2021 → Present

Raymond James Financial Services, Inc.

Memphis, TN
01/2021 → Present

Firstbank Investment Partners Dba

Memphis, TN
01/2021 → Present

Raymond James Financial Services, Advisory

Memphis, TN
06/2026 → Present

Not Provided

Memphis, TN

Previous Registrations

2020-03-30 → 2021-01-25

Lpl Financial Llc

Memphis, TN
2017-10-18 → 2020-03-26

Mml Investors Services, Llc

Birmingham, AL
2015-03-16 → 2017-10-04

Concourse Financial Group Securities, Inc.

Birmingham, AL

Other Businesses

(1) Name of Business: Address: 6815 Poplar Ave Ste 100, Memphis, TN, 38138-0606, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/24/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA Team Name: "Thompson Wealth Management" (2) Name of Business: FirstBank Address: 6815 Poplar Ave Ste 100, Memphis, TN, 38138-0606, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/19/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (3) Name of Business: FirstBank Insurance Partners, Inc Address: 6815 Poplar Ave Ste 100, Memphis, TN, 38138-0606, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/19/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (4) Name of Business: FirstBank Investment Partners DBA Address: 6815 Poplar Ave Ste 100, Memphis, TN, 38138-0606, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/19/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-16

S66 Uniform Combined State Law Examination

2015-03-16

Other Names

Whitt Thompson

View on SEC IAPD