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Alexander Scott Kubiak

Ameriprise Financial Services, LLC

Wayland, MI

Dorr, MI

CRD 6374613

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-28
MI RA APPROVED 2022-11-07
  • TX RA
    APPROVED_RES
    Since 2024-06-28
  • MI RA
    APPROVED
    Since 2022-11-07

Branch Locations

1131 W Superior St, Wayland, MI 49348 • United States

Dorr, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Grand Rapids MI 07/2015 11/2022
Ameriprise Financial Services, Llc Wayland MI 11/2022 Present
Previous Registrations
  • 2015-11-04 → 2022-11-14
    Grand Rapids, MI
    Wayland, MI
    Wayland, MI
    Grand Rapids, MI
    Clarksville, MI
    Dorr, MI
    Grand Rapids, MI
    Shelbyville, MI
    Hopkins, MI
    Rockford, MI
    Caledonia, MI
    Byron Center, MI
    Jenison, MI
    Grand Rapids, MI
    Grand Rapids, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-30
  • S66 Uniform Combined State Law Examination
    2015-10-30
Other Names
  • Alexander S Kubiak
  • Alexander Kubiak
  • A. Scott Kubiak
  • Scott Kubiak

View on SEC IAPD

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